Update on Legislative and Regulatory Matters Affecting Wealth Management Providers
William Campbell Ries, a shareholder with the law firm Tucker Arensberg, P.C., heads the Investment Management and Fiduciary Services Practice Group which provides “one-stop shopping” for wealth managers and fiduciaries involving complex statutory and regulatory issues, fiduciary issues, investment issues, risk management and compliance.
Bill will be discussing some of the key regulatory, compliance and legislative issues facing wealth managers who are now under heightened regulatory scrutiny. Bill’s presentation was originally given at the Comptroller of the Currency Asset Management Conference in Washington, D.C. in June.
11:30 AM Registration and Networking
Noon - 1:30 PM Lunch and Program
Please note: 2012-2013 Membership Dues must be paid prior to attending this meeting.
